FSCA disclosures
Anza Fund Manager (Pty) Ltd, registration number 2021/138788/07, is an authorised financial services provider, FSP 53884, licensed for Category I and Category II financial services, and a member of SAVCA.
- LicenceFSP 53884Authorised by the FSCA for Category I and II financial services.
- Industry bodyMember of SAVCAThe industry association for venture capital and private equity.
- Complaintsstart@anza.holdingsWith referral to our Compliance Officer and the FAIS Ombud.
- Personal informationPOPIAInformation Officer: Saskia Nysschens.
Disclosure notice
Anza Fund Manager (Pty) Ltd is a registered financial services provider (licence 53884). The FSP has a number of representatives under supervision; details are available from the Financial Sector Conduct Authority.
Where applicable, client information is kept confidential and is not shared with third parties unless the client has authorised it beforehand, or the FSP is required to disclose it in the public interest or under any law.
Potential conflicts of interest are inherent in any business. Our aim is to identify and manage them so that clients are not unduly prejudiced. A conflict of interest policy and register are available on request.
The FSP holds professional indemnity insurance.
Licence
The current licence took effect on 9 December 2025. It covers advice and intermediary services (Category I) and discretionary management (Category II) for shares, money market instruments, debentures and securitised debt, warrants, certificates and other instruments, bonds and derivative instruments. Category I also covers pension fund benefits.
Financial Intelligence Centre Act
Under the Financial Intelligence Centre Act (FICA), financial services providers are obliged in certain circumstances to obtain client information and to report certain financial transactions.
Complaints
We have a complaints resolution process and will reply to every written complaint. A copy of the process is available on request.
Complaints may be sent to start@anza.holdings. If you are not satisfied with our response, you may refer your complaint to our Compliance Officer, and then to the Office of the Ombud for Financial Services Providers, which provides a redress mechanism for financial advice you believe was inappropriate.
Compliance Officer
Jan Scholtz
Compli-Serve Group
www.compliserve.co.za
FAIS Ombud
PO Box 74571
Lynwood Ridge, 0040
Telephone: 012 348 3447 or 0860 324 766
Email: info@faisombud.co.za
www.faisombud.co.za
Personal information (POPIA)
We process personal information in line with the Protection of Personal Information Act 4 of 2013. We use it only for the purpose it was collected for, such as reviewing investment applications, answering enquiries and meeting legal and regulatory obligations. You may ask for access to, correction or deletion of your information, object to its processing or lodge a complaint, as set out in our privacy policy.
Information Officer
Saskia Nysschens
Anza Fund Manager (Pty) Ltd
start@anza.holdings
Information Regulator
Woodmead North Office Park
54 Maxwell Drive, Woodmead, Johannesburg, 2191
Telephone: 010 023 5200
Complaints: POPIAComplaints@inforegulator.org.za
inforegulator.org.za